Interview Tips for Candidates

Interview Tips for Candidates

Register your CV

Register your CV

Our Candidate Charter

Our Candidate Charter

Register a Vacancy

Register a Vacancy

Vacancy search results

Compliance Officer

  • Location: City of London
  • Category: Audit, Risk and Compliance
  • Salary: £75K - £100K / Annum
  • Reference: JO0000006077

COMPLIANCE OFFICER £80,000 This role is working for a Lloyds broker based in the CIty. Suitable candidates for this position will already have a working knowledge of the FCA and insurance compliance and will have gained several years experience in a similar role. You will need to be able to cope with a busy work environment dealing with varied tasks throughout the day. Reporting directly to Directors you will be responsible for the following duties: ·Monitor, analyze and communicate new regulatory developments and legislation that affect the business and operation of the company and update department’s working papers as necessary. ·Reviewing and submitting new clients and insurers for Directors approval ·Implementing and monitoring compliance procedures ·Preparing the necessary paperwork for approval, conducting sanctions checks & contacting clients and brokers as necessary to obtain outstanding documentation ·Keeping the companies clients & insurers lists up to date ·Reviewing all company procedures & ensuring that these are FCA compliant ·Conducting files checks in both Southend & London and reporting back to Management ·Assisting preparing and implementing staff training programs ·Helping Directors with all ad hoc duties – these include preparing information for the company’s internet and intranet sites, preparing letters and documentation for clients ·Assisting preparing and implementing staff training programs ·Take on relevant Controlled Functions

More informationMoreApply for this VacancyApplyAdd this Vacancy to your Shortlist+ Shortlist

Compliance Monitoring Assistant

  • Location: City of London
  • Category: Audit, Risk and Compliance
  • Salary: £30K - £37K / Annum
  • Reference: JO0000005895

.

More informationMoreApply for this VacancyApplyAdd this Vacancy to your Shortlist+ Shortlist

Compliance Assistant

  • Location: Stevenage
  • Category: Audit, Risk and Compliance
  • Salary: £22K - £25K / Annum
  • Reference: JO0000006042

Compliance Assistant £25,000 Reports to: Compliance Officer Stevenage Main Purpose of Role: To monitor, assess and benchmark quality across all customer facing operational areas ensuring that the needs of the customer and the business are balanced at all times leading to optimum outcomes for both. To assist the Compliance Team in delivering a set of agreed KPI’s, ensure the day-to-day objectives are completed in a timely and consistent manner Key Responsibilities and Accountabilities: ·Carry out the required number of quality audits along with root cause analysis across all Customer Facing Operational areas ·Provide clear, consistent and constructive feedback following audit findings ·

More informationMoreApply for this VacancyApplyAdd this Vacancy to your Shortlist+ Shortlist

Assistant Company Secretary

  • Location: City of London
  • Category: Audit, Risk and Compliance
  • Salary: £30K - £50K / Annum
  • Reference: JO0000005807

Company Secretarial Administrator/Assistant Company Secretary to £50,000 dep aae About the Role: Provide Company Secretarial support to the Group Company Secretary and Deputy Company Secretary in carrying out all the responsibilities of the department. To play an active role in providing a consistently high level of administrative services to the organisation and projecting a professional and positive image of the department and governance as a whole. Key Responsibilities ·Provide administrative support, including diary management, filing, invoices, expenses, mailings, couriers and printing. ·Proactively support the Company Secretarial Team in providing company secretarial services to the company and ensure compliance with UK and overseas statutory and regulatory requirements, including the Companies Act 2006 (PRA, FCA and Lloyd’s requirements); as well as ensuring compliance with the Group’s own Corporate Governance and Internal Control Framework. ·Maintain and update the Company Registers and Blueprint for all subsidiary companies and copy Company Books for the overseas subsidiaries. ·Arrange and administer board and committee meetings within the corporate governance structure including regular recurring meetings and ‘ad hoc’ meetings. ·Maintain the integrity of the board/committee meeting calendar. ·Maintain the Company Secretariat intranet page. ·Take responsibility for the collation, binding and despatch of board and committee packs. ·Provide front of house services to external and internal clients. ·Undertake ad hoc projects as required. ·Under supervision, prepare statutory paperwork for subsidiary company administration. Skills and Experience ICSA qualification Graduate or equivalent with at least 1 years experience gained within insurance, financial services, the professions or other highly regulated industry. ·Preparation of Confirmation statements ·Preparation of Statutory minutes and resolutions ·Proficient users of Blueprint, Virtual Boardroom or similar software ·Filings with Companies House ·Board support (e.g. chasing actions, preparation of board packs, binding of board packs) ·Maintenance of board and committee meeting calendar ·Department diary management ·Expenses ·Invoices ·Printing ·Scanning ·A self starter who can work without extensive supervision and administrative support but also has a collaborative approach and enjoys being part of a small team. ·Strong ability to manage upwards effectively. ·Exceptional organisational and time management skills, with an ability to prioritise time critical and conflicting workload. ·Experience of web-based company secretarial software (e.g. Blueprint) and electronic board applications (e.g. Virtual Boardroom). ·Proficient user of Microsoft. Please quote ref 5807

More informationMoreApply for this VacancyApplyAdd this Vacancy to your Shortlist+ Shortlist

The city office has moved

You can find us at

Map to our new office location

Irongate House, 22 - 30 Dukes Place, London EC3A 7LP