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Vacancy search results

Lloyds Syndicate Compliance Assistant

  • Location: City of London
  • Category: Audit, Risk and Compliance
  • Salary: £25K - £30K / Annum
  • Reference: JO0000006482

Syndicate Compliance Assistant Our client is looking for someone with 12 to 18 months experience in a Lloyds market compliance environment; syndicate,company,MGA or broker. They will offer a full training and support program to allow you to expand your knowledge and develop your career within compliance. The ideal candidate will be a graduate who is looking to take the next step in their career and an opportunity to build on core skills within the compliance and regulatory arena.

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Compliance Assistant

  • Location: Southend-On-Sea
  • Category: Audit, Risk and Compliance
  • Salary: £20K - £30K / Annum
  • Reference: JO0000006454

COMPLIANCE ASSOCIATE £30,000 Our client a Lloyds broker with offices in the City and Southend are currently recruiting a compliance assistant for their Southend office. Insurance experience is essential for this role. You will carry out the following duties Reporting directly to Head of Risk & Compliance you will be responsible for the following duties: ·Conduct Compliance monitoring and audits of the significant business processes to provide the business with assurance on FCA regulated business areas. ·Ensure compliance requirements are adhered to. ·Monitor, analyze and communicate new regulatory developments and legislation that affect the business and operation of the company and update department’s working papers as necessary. ·Provide guidance/sign off on financial promotions. ·Understand and implement oversight and audit requirements in accordance with SYSC rules. ·Develop and lead the Compliance Plan as agreed by the Board. ·Embed and communicate Lloyd’s requirements as appropriate. ·To support and assist the AML Officer as required. ·Lead projects and develop plans for implementation. ·Help to develop and create internal policies/procedures. ·Manage the breach register and evidence ‘end to end’ resolutions.·Assist the Board of Directors to identify, manage and mitigate risks. ·Liaise with the regulators (i.e FCA) or Lloyds in regards to queries or issues. ·Monitor FCA / Lloyd's publications and evidence action taken or lessons learned or review completed. ·Facilitating Insurer and client audits or reviews (i.e. Lloyd’s Binders etc). ·Collate data and complete filing of various returns to Lloyd's and the FCA as required. ·Attend external training events to enhance own knowledge and/or to assist with future legal/regulatory changes, reporting back to the Board and/or staff as appropriate. ·Reviewing and submitting new clients and insurers for approval ·Preparing the necessary paperwork for approval, conducting sanctions checks & contacting clients and brokers as necessary to 0btain outstanding documentation ·Keeping the companies clients & insurers lists up to date ·Reviewing all company procedures & ensuring that these are FCA compliant ·Conducting files checks in both Southend & London and reporting back to Management. ·Updating the Gift & Expenses Register ·Assisting preparing and implementing staff training programs . ·Helping with all ad hoc duties - General office duties such as answering the telephone, scanning & filing. Desirable Qualifications Professional qualifications either gained or working towards would be advantageous. These may include CII

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Insurance Compliance Officer - Part Time

  • Location: Croydon
  • Category: Audit, Risk and Compliance
  • Salary: £170 - £230 / Annum
  • Reference: JO0000006427

Compliance Officer - Part Time Our client, based close to East Croydon Station, are an established and growing general insurance broker and underwriting agency. Remuneration : c£200 per day, with 1 or 2 days per week (to be agreed). Location: Central Croydon, close to East Croydon Station Start Date: ASAP REF: 6427

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Lloyds Coverholder Auditor

  • Location: City of London
  • Category: Audit, Risk and Compliance
  • Salary: £50K - £60K / Annum
  • Reference: JO0000006361

Lloyds Coverholder Auditor - Delegated Underwriting An opportunity to join a major, global Lloyds insurer. You will be joining a centralised team which focus on the management of all delegated underwriting operations. This is a senior position and as such candidates will need to show experience in a coverholder auditing capacity, whether from a syndicate/company background or specialist TP service provider. Candidates must be prepared to travel. REF: 6361

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