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Compliance Officer/Head of Compliance
Ref. JO0000006924

Position Compliance Officer/Head of Compliance
Sector Audit, Risk and Compliance
Location City of London, City
Type Permanent
Salary £70K - £100K / Annum
Reference JO0000006924
Summary COMPLIANCE OFFICER c£90,000

An established Lloyd's broker based in the City and Southend is currently looking to recruit a Compliance Officer to join their successful team. This is a well-respected Lloyd's insurance broker that prides themselves on the service they produce.

Suitable candidates for the position will already have a good knowledge of the FCA and insurance compliance and will have gained several years experience in a similar role. You will need to be able to cope with a busy work environment dealing with varied tasks throughout the day. Reporting directly to Directors you will be responsible for the following duties:

Monitor, analyze and communicate new regulatory developments and legislation that affect the business and operation of the company and update department's working papers as necessary.

Reviewing and submitting new clients and insurers for Directors approval , Implementing and monitoring compliance procedures. Preparing the necessary paperwork for approval, conducting sanctions checks & contacting clients and brokers as necessary to obtain outstanding documentation. Keeping the companies clients & insurers lists up to date. Reviewing all company procedures & ensuring that these are FCA compliant

Conducting files checks in both Southend & London and reporting back to Management

Assisting preparing and implementing staff training programs Helping Directors with all ad hoc duties - these include preparing information for the company's internet and intranet sites, preparing letters and documentation for clients

Assisting preparing and implementing staff training programs

Take on relevant Controlled Functions

This is a pivotal position within the company and therefore demands a responsible attitude. The ideal candidate will need to have strong computer skills. Good communicational and organisational skills are also essential.

Other desirable skills are:

Advanced knowledge of Microsoft products (Word, Excel and Outlook) or similar software applications.

Ability to manage time, prioritise and ensure that deadlines are met without compromising quality.

Ability to understand and execute oral and written instructions.

Ability to communicate effectively and professionally both verbally and in writing with clients, insurers and other associates.

MW Appointments is acting as an Employment Agency in relation to this vacancy.
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