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Junior Compliance Analyst
Ref. JO0000006798

Position Junior Compliance Analyst
Sector Audit, Risk and Compliance
Location City of London, City
Type Permanent
Salary £20K - £30K / Annum
Reference JO0000006798
Summary Junior Compliance analyst



The largest private owned global insurance broker in the world, with an enviable record of growth over the over the last few years. They operate out of multiple territories and have an international branch network.



Purpose

·Provide technical compliance support to the Compliance function and wider Business.



Key Tasks and Responsibilities:

·Monitor, triage and allocate queries coming into the ZG-Compliance Inbox

·Conduct reviews of IAR's (and assist Compliance Officers with reviews of AR's) at intervals and to requirements set out in Company Policies

·Ensure that Policies owned by Compliance are regularly reviewed to the agreed schedule, updated, re-approved and published.

·Assist the relevant Compliance Officer with reviewing Products to the agreed schedule

·Assist the Head of Risk & Compliance with the annual Approved Person Fitness & Propriety Review

·Under supervision of the relevant Compliance Officer, review and approve financial promotions

·Issue agreed higher limit Business Principles documents

·Under supervision of the relevant Compliance Officer, report on and ensure that Rule Breaches are properly resolved and closed on reporting systems.

·Produce monthly and quarterly reporting data for review by the relevant Compliance Officer and ultimately Business Units, including QAFA data.

·Conduct daily regulatory horizon scanning for changes to FCA, Lloyds and LMG regulations, producing summaries of changes and guidance notes for distribution to the business

·Review FCA standing data annually and make changes to regulated entities data as appropriate using the FCA's connect system

·Prepare compliance responses to client RFP's and other Due Diligence activity

·Administrator for the Compliance Document Library, adding and removing documents as required.



Competencies:

·Experience working in a Compliance team for a minimum of 6 months.

·Experience of the insurance industry/London Market/insurance broking is preferred.

·Thorough working knowledge of Microsoft products (Word, Excel, Outlook, Visio).

·Positive Attitude

·Excellent interpersonal and communication skills.

MW Appointments is acting as an Employment Agency in relation to this vacancy.
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