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Compliance Officer / Analyst
- Location: City of London
- Category: Audit, Risk and Compliance
- Salary: £40K - £55K / Annum
- Reference: JO0000008779
Compliance Officer / Analyst * Lloyds registered broker * Permanent * 3 days in City & 2 days from home * Salary - £open, depending on level of experience
Legal and Compliance Officer
- Location: City of London
- Category: Audit, Risk and Compliance
- Salary: £60K - £90K / Annum
- Reference: JO0000008217
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Enterprise Risk Manager - General Insurance
- Location: City of London
- Category: Audit, Risk and Compliance
- Salary: £65K - £80K / Annum
- Reference: JO0000008682
Enterprise Risk Manager UK Insurance Company Salary : £OPEN Location : City of London 2 days & remote 3 days
Quality Assurance Analyst
- Location: City of London
- Category: Audit, Risk and Compliance
- Salary: £25K - £30K / Annum
- Reference: JO0000008659
Quality Assurance Analyst (12 month contract) - £30,000 City based Lloyds Broker Hybrid working - 2 days office/3 days home working Job Purpose Working as a Quality Assurance Analyst for a leading global speciality insurance provider. The Divisional Quality Assurance Analyst will assess key Divisional activities through conducting First Line Quality Assurance/ Compliance monitoring audits as required to fulfil the obligations of the company as an FCA regulated Firm. Key Duties * Reviewing Placement/ Broking file content against key risk criteria * Providing focused testing on any identified areas of weakness as required * Assessing adherence to the Firms core Risk Policies and defined procedures * Working closely with the Firms Risk & Compliance team to ensure alignment of approach * Helping support and improve competency levels of individuals through file observation feedback * Providing oversight of the embedding of Risk and Compliance review recommendations * Working with the Compliance Co-ordinator in the creation and production of Management Information for the provision of internal Divisional reporting * Provide ad-hoc compliance and regulatory advice to members of the Worldwide Property team where required Personal Attributes/ Experience * Experience within Insurance industry, auditing or regulatory/compliance experience * Experience of conducting file reviews and/ or audits within an insurer/broker * Good understanding of (re)insurance broking market in so far as Open Market placements. * Understanding of Lineslips and Binding Authorities would be seen to be an advantage. * Sound knowledge of UK regulatory and insurance broking industry. * Awareness of Contract Certainty requirements and Market Reform Contract (slip) standards. Ref: 8659
